National Securities Arbitration & Fraud Litigation

Recovering Investment Losses Nationwide.

Gana Weinstein LLP has recovered more than $750 Million for individual and institutional investors victimized by broker misconduct, unsuitable investments, and financial fraud.

Free Case EvaluationPay Retainer / Client Payment

$750M+

Recovered for Clients

1,000+

Cases Litigated

100%

Contingency Representation

Confidential Case Review

Tell us about your investment losses. We review all claims confidentially with zero obligation.

Recognized Nationally by Leading Legal Ratings
Super Lawyers Metro NYC
National Trial Lawyers Top 100
AVVO 10.0 Superb Rating
Lawdragon 500 Leading Plaintiffs
PIABA Member Firm
Our Legal Services

Relentless Representation in Securities Fraud

We hold brokerage firms, financial advisors, and financial institutions accountable when they breach their fiduciary duties or engage in wrongful misconduct.

Securities Arbitration & FINRA Claims

Representing investors in FINRA arbitration proceedings against major Wall Street broker-dealers for unsuitable investment advice, churning, and breach of fiduciary duty.

Learn About FINRA Claims

Unsuitable Investments & Overconcentration

If your advisor placed your savings into speculative, high-risk non-traded REITs, structured notes, or oil & gas private placements inconsistent with your risk tolerance.

View Unsuitable Advice Cases

Commercial & Corporate Litigation

Representing businesses, partners, and high-net-worth individuals in complex shareholder disputes, breach of contract, partnership dissolutions, and business torts.

Explore Commercial Litigation

Class Action & Institutional Litigation

Leading nationwide class action lawsuits on behalf of victimized investor groups against fraud schemes, misrepresentations, and corporate misconduct.

Class Action Details

Ponzi Schemes & Theft of Funds

Aggressive litigation to trace stolen capital and hold third-party banks, custodians, and audit firms accountable for facilitating fraudulent schemes.

Ponzi Scheme Recovery

Broker Misrepresentation & Lies

Hold advisors liable when they omit critical risks, misrepresent liquidity terms, or falsely guarantee safety of principal in complex financial products.

Misrepresentation Claims
Proven Success

Over $750 Million Recovered

A track record built on trial willingness, forensic financial analysis, and unyielding investor advocacy.

$21,400,000
FINRA Arbitration Award
Secured for institutional investors against a major broker-dealer for unsuitable structured notes and risk concealment.
$14,500,000
Ponzi Scheme Settlement
Recovered for victims of a private equity investment fraud scheme through aggressive third-party liability litigation.
$8,250,000
REIT & BDC Misconduct
Recovery for senior investors whose accounts were overconcentrated in illiquid, high-commission non-traded REITs.
$5,600,000
Excessive Churning Recovery
Awarded in FINRA arbitration after demonstrating an advisor engaged in excessive margin trading solely to generate commissions.

Investment Loss Recovery Estimator

Estimate your potential recovery range based on historical FINRA arbitration awards.

Cases are handled on a contingency fee basis — you pay no attorney fees unless we recover money for you.
Estimated Recovery Potential
$162,500 – $225,000

Based on average FINRA arbitration awards & settlements for Unsuitable Asset Allocation.

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Don't Let Advisor Misconduct Drain Your Savings

FINRA claims are subject to strict statutes of limitation. Contact our Wall Street securities attorneys for an immediate, confidential case audit.